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Chief Compliance Officer and Member · SMA Capital LLC

Jesse A. Yorio

CRD 3093839 · Named on Form ADV at one SEC-registered adviser

At a glance

SMA Capital LLC, an SEC-registered private fund adviser based in New York, NY with $553 million in regulatory assets, lists Jesse A. Yorio on its Form ADV as Chief Compliance Officer and Member, a control person.

Firms and roles

  • SMA Capital LLCChief Compliance Officer and MemberPrivate fund adviser · New York, NY · $553M in regulatory assets

AtlasMembers

Jesse’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
Locked
Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

  • Philip M. HarrisManaging Member, Chief Investment Officer, and Chief Executive Officer, SMA Capital LLC

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Jesse’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.