Chief Compliance Officer and Director of Finance & Operations · 424 Capital, LLC
Jennifer M. Mosto
CRD 6810761 · Named on Form ADV at one SEC-registered adviser
At a glance
424 Capital, LLC, an SEC-registered private fund adviser based in Wakefield, MA with $584 million in regulatory assets, lists Jennifer M. Mosto on its Form ADV as Chief Compliance Officer and Director of Finance & Operations, a control person.
Firms and roles
- 424 Capital, LLCChief Compliance Officer and Director of Finance & OperationsPrivate fund adviser · Wakefield, MA · $584M in regulatory assets
AtlasMembers
Jennifer’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
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Colleagues named on the same filings
- Frederic H. MorrisPrincipal, 424 Capital, LLC
- Walter BeineckePrincipal, 424 Capital, LLC
- Brennan MulcaheyPrincipal, 424 Capital, LLC
- Kyle D. StanbroPrincipal, 424 Capital, LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Jennifer’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.