Chief Compliance Officer, Secretary and Director · Personal Asset Strategies, Inc.
Jeffrey B. Garber
CRD 4841517 · Named on Form ADV at one SEC-registered adviser
At a glance
Personal Asset Strategies, Inc., an SEC-registered broker-dealer firm based in Westbury, NY with $51 million in regulatory assets, lists Jeffrey B. Garber on its Form ADV as Chief Compliance Officer, Secretary and Director, a control person.
Firms and roles
- Personal Asset Strategies, Inc.Chief Compliance Officer, Secretary and DirectorBroker-dealer firm · Westbury, NY · $51M in regulatory assets
AtlasMembers
Jeffrey’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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- Search and export owners by title, state and firm size
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Colleagues named on the same filings
- Lonnie M. GarberPresident and Director, Personal Asset Strategies, Inc.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Jeffrey’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.