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Chief Compliance Officer · LM Capital Group, LLC

Jeffrey M. Frankel

CRD 2268046 · Named on Form ADV at one SEC-registered adviser

At a glance

LM Capital Group, LLC, an SEC-registered asset manager based in SAN Diego, CA with $6.1 billion in regulatory assets, lists Jeffrey M. Frankel on its Form ADV as Chief Compliance Officer.

Firms and roles

  • LM Capital Group, LLCChief Compliance OfficerAsset manager · SAN Diego, CA · $6.1B in regulatory assets

AtlasMembers

Jeffrey’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Each firm’s assets and growth
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Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Jeffrey’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.