Manager & Chief Compliance Officer · Aqua Capital Advisors
Jeff C. Fang
CRD 4546975 · Named on Form ADV at one SEC-registered adviser
At a glance
Aqua Capital Advisors, an SEC-registered wealth manager based in LOS Angeles, CA with $144 million in regulatory assets, lists Jeff C. Fang on its Form ADV as Manager & Chief Compliance Officer, a control person.
Firms and roles
- Aqua Capital AdvisorsManager & Chief Compliance OfficerWealth manager · LOS Angeles, CA · $144M in regulatory assets
AtlasMembers
Jeff’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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- Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Eric LeeManager, Aqua Capital Advisors
- Wendy S. LeeManager, Aqua Capital Advisors
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Jeff’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.