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Principal, Chief Compliance Officer · Arrival Capital Management LLC

Jay A. Rosenberg

CRD 4651520 · Named on Form ADV at one SEC-registered adviser

At a glance

Arrival Capital Management LLC, an SEC-registered wealth manager based in New York, NY with $42 million in regulatory assets, lists Jay A. Rosenberg on its Form ADV as Principal, Chief Compliance Officer, a control person.

Firms and roles

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Jay’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
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When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Jay’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.