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Member · Helm Investment Management, LLC

Jay A. McCormick

CRD 5216989 · Named on Form ADV at one SEC-registered adviser

At a glance

Helm Investment Management, LLC, an SEC-registered wealth manager based in Denver, CO with $371 million in regulatory assets, lists Jay A. McCormick on its Form ADV as Member.

Firms and roles

AtlasMembers

Jay’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
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When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

  • Peter J. QuinnManaging Member, Chief Compliance Officer, Helm Investment Management, LLC

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Jay’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.