Chief Risk Officer · BNY Mellon Securities Corporation
Jason Alister Lo
CRD 8294099 · Named on Form ADV at one SEC-registered adviser
At a glance
BNY Mellon Securities Corporation, an SEC-registered broker-dealer firm based in New York, NY with $8.4 billion in regulatory assets, lists Jason Alister Lo on its Form ADV as Chief Risk Officer, a control person.
Firms and roles
- BNY Mellon Securities CorporationChief Risk OfficerBroker-dealer firm · New York, NY · $8.4B in regulatory assets
AtlasMembers
Jason’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (7)
- Hal Robert MarquitRosfp (srop/crop) & Municipal Securities Principal, BNY Mellon Securities Corporation
- Gregory John PasqualeChief Financial Officer & Treasurer & Finop, BNY Mellon Securities Corporation
- David John DipetrilloExecutive Vice President and Director, BNY Mellon Securities Corporation
- Robert Brian SacconeChief Compliance Officer (brokerdealer), BNY Mellon Securities Corporation
- Jack Edward OsavageChief Technology Officer, BNY Mellon Securities Corporation
2 more people named with Jason on the same filings, with titles and firms. Free in Atlas with a free account.
See all 7 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Jason’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.