Senior Adviser · Prime Quadrant
Jaques C. Gauna
CRD 5027675 · Named on Form ADV at one SEC-registered adviser
At a glance
Prime Quadrant, an SEC-registered wealth manager based in Toronto, Canada with $849 million in regulatory assets, lists Jaques C. Gauna on its Form ADV as Senior Adviser, a control person.
Firms and roles
- Prime QuadrantSenior AdviserWealth manager · Toronto, Canada · $849M in regulatory assets
AtlasMembers
Jaques’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Mark H. RothChief Risk Officer and Chief Compliance Officer, Prime Quadrant
- Andrew M. DomanCoo/cfo, Prime Quadrant
- Yevgeniy M. LidskyCEO, Prime Quadrant
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Jaques’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.