Minority Shareholder · J.F. Williams Co., Inc.
James F. Williams
CRD 4425981 · Named on Form ADV at one SEC-registered adviser
At a glance
J.F. Williams Co., Inc., an SEC-registered wealth manager based in Denver, CO with $286 million in regulatory assets, lists James F. Williams on its Form ADV as Minority Shareholder, a control person.
Firms and roles
- J.F. Williams Co., Inc.Minority ShareholderWealth manager · Denver, CO · $286M in regulatory assets
AtlasMembers
James’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings
- Matthew A. ElliottChief Compliance Officer / CEO, J.F. Williams Co., Inc.
- Adam S. Van WertMinority Shareholder/treasurer, J.F. Williams Co., Inc.
- Juan J. GuevaraMinority Shareholder/secretary, J.F. Williams Co., Inc.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For James’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.