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Founder & Chief Compliance Officer · Castfirm Advisors LLC

James V Rudolph

CRD 6804833 · Named on Form ADV at one SEC-registered adviser

At a glance

Castfirm Advisors LLC, an SEC-registered wealth manager based in Garden City, NY with $30 million in regulatory assets, lists James V Rudolph on its Form ADV as Founder & Chief Compliance Officer, a control person.

Firms and roles

  • Castfirm Advisors LLCFounder & Chief Compliance OfficerWealth manager · Garden City, NY · $30M in regulatory assets

AtlasMembers

James’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
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When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For James’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.