Adviser and broker representative · B. Riley Wealth Advisors, Inc.
James A. Tolbert
CRD 728423 · The Woodlands, TX
At a glance
James A. Tolbert is an investment adviser representative with B. Riley Wealth Advisors, Inc. in The Woodlands, TX, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on James’s SEC record dates to 1994, about 32 years ago. James is also registered as a broker representative.
Current advisory firm
- B. Riley Wealth Advisors, Inc.Since December 2017The Woodlands, TX · $4.2B in regulatory assets
SEC adviser record
- Registered since
- 1994 (32 years)
- Designations
- None on file
- Exams
- Series 63, Series 65
- Registered in
- 1 state
- Also a broker representative
- Yes
- Disclosures on record
- Yes, see the SEC record
AtlasMembers
James’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 5 firmsLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
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Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.