Adviser and broker representative · MML Investors Services, LLC
James E. Thomas
CRD 4853891 · Mechanicsburg, PA
At a glance
James E. Thomas is an investment adviser representative with MML Investors Services, LLC in Mechanicsburg, PA, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on James’s SEC record dates to 2010, about 16 years ago. James is also registered as a broker representative.
Current advisory firms
- MML Investors Services, LLCSince October 2010Mechanicsburg, PA · $116B in regulatory assets
- The Appalachian Financial GroupSince January 2026Mechanicsburg, PA · State-registered or not in the SEC’s list
SEC adviser record
- Registered since
- 2010 (16 years)
- Designations
- None on file
- Exams
- Series 63, Series 65
- Registered in
- 2 states
- Also a broker representative
- Yes
- Disclosures on record
- Yes, see the SEC record
AtlasMembers
James’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 2 firmsLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.