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Chief Executive Officer, Chief Financial Officer, Chief Compliance Officer, and Director · Bradford Financial Center

James W. Tausz

CRD 442956 · Named on Form ADV at one SEC-registered adviser

At a glance

Bradford Financial Center, an SEC-registered wealth manager based in Clarion, IA with $230 million in regulatory assets, lists James W. Tausz on its Form ADV as Chief Executive Officer, Chief Financial Officer, Chief Compliance Officer, and Director, a control person.

Firms and roles

  • Bradford Financial CenterChief Executive Officer, Chief Financial Officer, Chief Compliance Officer, and DirectorWealth manager · Clarion, IA · $230M in regulatory assets

AtlasMembers

James’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For James’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.