Chief Compliance Officer · Capria Ventures LLC
James N. Scott
CRD 7949358 · Named on Form ADV at one SEC-registered adviser
At a glance
Capria Ventures LLC, an SEC-registered private fund adviser based in Seattle, WA with $161 million in regulatory assets, lists James N. Scott on its Form ADV as Chief Compliance Officer.
Firms and roles
- Capria Ventures LLCChief Compliance OfficerPrivate fund adviser · Seattle, WA · $161M in regulatory assets
AtlasMembers
James’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
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Colleagues named on the same filings
- William N. PooleManager and Managing Partner, Capria Ventures LLC
- Maria S. Garcia-RoblesManaging Partner, Capria Ventures LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For James’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.