Friday, October 23, 2026The Morning EditionOpen AtlasSign inJoin free
FinancialADVSR

Est. 2026The front page of wealth managementNew York

The Morning EditionFree · 6:30 AM ETSubscribe
IN SEC’s 2027 exam priorities put RIA conflicts and cyber risks in focusWM Who Wears the Cost?WM WealthStack Roundup: Syntax Integrates With Schwab's iRebal to Streamline Direct IndexingFP Independents lag on AI. Here's how they can catch upSEC SEC Announces Fiscal Year 2027 Examination PrioritiesWSR The Rise Of The Fractional Family OfficeIN Fintech bytes: SEI, FinTurk and Powerlytics unveil new advisor toolsIN Private equity is knocking. Who should be in your corner?IN Freehold Wealth Management brings $576M to Osaic in multigenerational moveIN Sanctuary Wealth adds elder care platform to advisor toolkit

Investment adviser representative · J.P. Morgan Securities LLC

James D. Roberts

CRD 5918133 · New York, NY

At a glance

James D. Roberts is an investment adviser representative with J.P. Morgan Securities LLC in New York, NY, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on James’s SEC record dates to 2024, about 2 years ago.

Current advisory firms

SEC adviser record

Registered since
2024 (2 years)
Designations
None on file
Exams
–
Registered in
1 state
Also a broker representative
No
Disclosures on record
None

AtlasMembers

James’s office, career and moves

Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.

Branch office address, business phone and website
Locked
Previous firms, with start and end dates
Locked
Employment history
Locked
States they’re registered in
Locked
Outside business activities
Locked
When they joined their current firm, and their firm’s growth
Locked
Open Atlas free

Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search.

More at J.P. Morgan Securities LLC

Every advisor at J.P. Morgan Securities LLC →J.P. Morgan Securities LLC: assets, clients and custodians →J.P. Morgan news, moves and payouts →Financial advisors in New York, NY →Every J.P. Morgan Securities LLC advisor in New York →Advisor Moves: who changed firms this week →