Member · 1492 Capital Management, LLC
James Posner
CRD 6061710 · Named on Form ADV at one SEC-registered adviser
At a glance
1492 Capital Management, LLC, an SEC-registered wealth manager based in Milwaukee, WI with $275 million in regulatory assets, lists James Posner on its Form ADV as Member, a control person.
Firms and roles
- 1492 Capital Management, LLCMemberWealth manager · Milwaukee, WI · $275M in regulatory assets
AtlasMembers
James’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Timothy T. StrackaManaging Member, 1492 Capital Management, LLC
- Joseph A. FrohnaManaging Member, 1492 Capital Management, LLC
- Adam M. FranceMember, 1492 Capital Management, LLC
- Kathleen A DaleyChief Compliance Officer/chief Operations Officer, 1492 Capital Management, LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For James’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.