Chief Compliance Officer and Director of Operations · Union Square Park Capital Management, LLC
James J. Plumeri
CRD 8048220 · Named on Form ADV at one SEC-registered adviser
At a glance
Union Square Park Capital Management, LLC, an SEC-registered private fund adviser based in New York, NY with $154 million in regulatory assets, lists James J. Plumeri on its Form ADV as Chief Compliance Officer and Director of Operations, a control person.
Firms and roles
- Union Square Park Capital Management, LLCChief Compliance Officer and Director of OperationsPrivate fund adviser · New York, NY · $154M in regulatory assets
AtlasMembers
James’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings
- Leon M. ZaltzmanManaging Member, Union Square Park Capital Management, LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For James’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.