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Member / Managing Director / Chief Compliance Officer · Hays Financial Group, LLC

James P Miley

CRD 5265672 · Named on Form ADV at one SEC-registered adviser

At a glance

Hays Financial Group, LLC, an SEC-registered asset manager based in Minneapolis, MN with $7.5 billion in regulatory assets, lists James P Miley on its Form ADV as Member / Managing Director / Chief Compliance Officer, a control person.

Firms and roles

  • Hays Financial Group, LLCMember / Managing Director / Chief Compliance OfficerAsset manager · Minneapolis, MN · $7.5B in regulatory assets

AtlasMembers

James’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
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When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For James’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.