Chief Compliance Officer and Member · First Light Wealth Advisors, LLC
James M Korzik
CRD 5137395 · Named on Form ADV at one SEC-registered adviser
At a glance
First Light Wealth Advisors, LLC, an SEC-registered wealth manager based in Little Falls, NJ with $116 million in regulatory assets, lists James M Korzik on its Form ADV as Chief Compliance Officer and Member, a control person.
Firms and roles
- First Light Wealth Advisors, LLCChief Compliance Officer and MemberWealth manager · Little Falls, NJ · $116M in regulatory assets
AtlasMembers
James’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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- Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For James’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.