Adviser and broker representative · Commonwealth Financial Network

James A. King III

CRD 2865236 · Greensboro, NC

At a glance

James A. King III is an investment adviser representative with Commonwealth Financial Network in Greensboro, NC, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on James’s SEC record dates to 2000, about 25 years ago. James is also registered as a broker representative.

Current advisory firm

Commonwealth Financial NetworkSince October 2003Greensboro, NC · $213B in regulatory assets

SEC adviser record

Registered since: 2000 (25 years)
Designations: None on file
Exams: Series 63, Series 65
Registered in: 1 state
Also a broker representative: Yes
Disclosures on record: Yes, see the SEC record

AtlasMembers

James’s office, career and moves

Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.

Branch office address, business phone and website: Locked
Previous firms, with start and end dates: 1 firmLocked
Employment history: Locked
States they’re registered in: Locked
Outside business activities: Locked
When they joined their current firm, and their firm’s growth: Locked

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Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.

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