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Chief Compliance Officer and General Counsel · BOW River Capital

James D. Kerr

CRD 6244744 · Named on Form ADV at 4 SEC-registered advisers

At a glance

BOW River Capital, an SEC-registered private fund adviser based in Denver, CO with $4.2 billion in regulatory assets, lists James D. Kerr on its Form ADV as Chief Compliance Officer and General Counsel, a control person. The SEC filings also name James at 3 other registered advisers.

Firms and roles

  • BOW River CapitalChief Compliance Officer and General CounselPrivate fund adviser · Denver, CO · $4.2B in regulatory assets
  • BOW River Advisers, LLCChief Compliance OfficerAsset manager · Denver, CO · $1.2B in regulatory assets
  • One BOW River Advisers, LLC.Chief Compliance Officer and General CounselPrivate fund adviser · Colorado Springs, CO · $526M in regulatory assets
  • Thornburg BOW River Advisers, LLC.Secretary, Chief Compliance Officer, Co-Chief Legal Officer, Vice PresidentPrivate fund adviser · Denver, CO · $224M in regulatory assets

AtlasMembers

James’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at each firm
4 firmsLocked
Control-person status
4 firmsLocked
When each role began
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Each firm’s assets and growth
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Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (14)

9 more people named with James on the same filings, with titles and firms. Free in Atlas with a free account.

See all 14 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For James’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.