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Chief Compliance Officer / Senior Vice President · Nebrodi Partners, LLC

James F. Gagnon

CRD 5091164 · Named on Form ADV at one SEC-registered adviser

At a glance

Nebrodi Partners, LLC, an SEC-registered asset manager based in Hartford, CT with $1.5 billion in regulatory assets, lists James F. Gagnon on its Form ADV as Chief Compliance Officer / Senior Vice President, a control person.

Firms and roles

  • Nebrodi Partners, LLCChief Compliance Officer / Senior Vice PresidentAsset manager · Hartford, CT · $1.5B in regulatory assets

AtlasMembers

James’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For James’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.