Executive Chairman · L Catterton
James M. Chu
CRD 5927415 · Named on Form ADV at one SEC-registered adviser
At a glance
L Catterton, an SEC-registered private fund adviser based in Greenwich, CT with $30.8 billion in regulatory assets, lists James M. Chu on its Form ADV as Executive Chairman, a control person.
Firms and roles
- L CattertonExecutive ChairmanPrivate fund adviser · Greenwich, CT · $31B in regulatory assets
AtlasMembers
James’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
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Colleagues named on the same filings
- Scott A. DahnkeChief Executive Officer, L Catterton
- Daniel T. ReidChief Operating Officer, L Catterton
- Mitzie A. PierreChief Compliance Officer, L Catterton
- Nikhil K. ThukralPresident, L Catterton
- Elizabeth A. FreechackChief Legal Officer, L Catterton
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For James’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.