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Managing Principal and Portfolio Manager · Cannell & Spears LLC

James E. Breece

CRD 5788435 · Named on Form ADV at one SEC-registered adviser

At a glance

Cannell & Spears LLC, an SEC-registered wealth manager based in New York, NY with $7.0 billion in regulatory assets, lists James E. Breece on its Form ADV as Managing Principal and Portfolio Manager, a control person.

Firms and roles

  • Cannell & Spears LLCManaging Principal and Portfolio ManagerWealth manager · New York, NY · $7.0B in regulatory assets

AtlasMembers

James’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (21)

16 more people named with James on the same filings, with titles and firms. Free in Atlas with a free account.

See all 21 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For James’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.