Managing Member, President, Chief Compliance Officer · Changing Parameters, LLC
Howard P. Smith
CRD 2097495 · Named on Form ADV at one SEC-registered adviser
At a glance
Changing Parameters, LLC, an SEC-registered wealth manager based in LOS Altos, CA with $105 million in regulatory assets, lists Howard P. Smith on its Form ADV as Managing Member, President, Chief Compliance Officer, a control person.
Firms and roles
- Changing Parameters, LLCManaging Member, President, Chief Compliance OfficerWealth manager · LOS Altos, CA · $105M in regulatory assets
AtlasMembers
Howard’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Jonathan Y NakagawaChief Financial Officer, Changing Parameters, LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Howard’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.