Adviser and broker representative · Mwa Financial Services Inc.
Herman Yang
CRD 6816004 · Castro Valley, CA
At a glance
Herman Yang is an investment adviser representative with Mwa Financial Services Inc. in Castro Valley, CA, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Herman’s SEC record dates to 2023, about 3 years ago. Herman is also registered as a broker representative.
Current advisory firm
- Mwa Financial Services Inc.Since April 2023Castro Valley, CA · $640M in regulatory assets
SEC adviser record
- Registered since
- 2023 (3 years)
- Designations
- None on file
- Exams
- Series 63, Series 66
- Registered in
- 8 states
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Herman’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- Locked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
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Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.