Investment adviser representative · Olive Tree Ridge Investment Advisors
Herbert W. Moore
CRD 5051518 · Sharon, CT
At a glance
Herbert W. Moore is an investment adviser representative with Olive Tree Ridge Investment Advisors in Sharon, CT, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Herbert’s SEC record dates to 2010, about 16 years ago.
Current advisory firm
- Olive Tree Ridge Investment AdvisorsSince September 2022Sharon, CT · State-registered or not in the SEC’s list
SEC adviser record
- Registered since
- 2010 (16 years)
- Designations
- None on file
- Exams
- Series 63, Series 65
- Registered in
- 1 state
- Also a broker representative
- No
- Disclosures on record
- Yes, see the SEC record
AtlasMembers
Herbert’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 3 firmsLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
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Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search.