Chief Compliance Officer; Chief Financial Officer · Saratoga Investment Advisors, LLC
Henri J. Steenkamp
CRD 5232913 · Named on Form ADV at 2 SEC-registered advisers
At a glance
Saratoga Investment Advisors, LLC, an SEC-registered asset manager based in New York, NY with $1.9 billion in regulatory assets, lists Henri J. Steenkamp on its Form ADV as Chief Compliance Officer; Chief Financial Officer, a control person. The SEC filings also name Henri at 1 other registered adviser.
Firms and roles
- Saratoga Investment Advisors, LLCChief Compliance Officer; Chief Financial OfficerAsset manager · New York, NY · $1.9B in regulatory assets
- Saratoga Management Company LLCChief Compliance Officer; Chief Financial OfficerAsset manager · New York, NY · $1.9B in regulatory assets
AtlasMembers
Henri’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 2 firmsLocked
- Control-person status
- 2 firmsLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Christian L. OberbeckManaging Member; Chief Executive Officer, Saratoga Investment Advisors, LLC
- Michael J. GrisiusCo-Managing Partner, Saratoga Investment Advisors, LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Henri’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.