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Principal and Senior Financial Advisor · Shufro, Rose & Co., LLC

Harvey Wacht

CRD 456036 · Named on Form ADV at one SEC-registered adviser

At a glance

Shufro, Rose & Co., LLC, an SEC-registered wealth manager based in New York, NY with $2.5 billion in regulatory assets, lists Harvey Wacht on its Form ADV as Principal and Senior Financial Advisor, a control person.

Firms and roles

  • Shufro, Rose & Co., LLCPrincipal and Senior Financial AdvisorWealth manager · New York, NY · $2.5B in regulatory assets

AtlasMembers

Harvey’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (6)

  • Steven J. GlassPrincipal and Senior Financial Advisor, Shufro, Rose & Co., LLC
  • Stephen D. LeitPrincipal and Senior Financial Advisor, Shufro, Rose & Co., LLC
  • John M. ContantPrincipal and Senior Financial Advisor, Shufro, Rose & Co., LLC
  • Gregory D. ShufroPrincipal and Senior Financial Advisor, Shufro, Rose & Co., LLC
  • Tonia KAMINSKYPrincipal and Senior Financial Advisor, Shufro, Rose & Co., LLC

1 more person named with Harvey on the same filings, with titles and firms. Free in Atlas with a free account.

See all 6 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Harvey’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.