Chief Compliance Officer · Bengal Asset Management, LLC
Harrison K. Leong
CRD 3106996 · Named on Form ADV at one SEC-registered adviser
At a glance
Bengal Asset Management, LLC, an SEC-registered private fund adviser based in Santa Monica, CA with $198 million in regulatory assets, lists Harrison K. Leong on its Form ADV as Chief Compliance Officer, a control person.
Firms and roles
- Bengal Asset Management, LLCChief Compliance OfficerPrivate fund adviser · Santa Monica, CA · $198M in regulatory assets
AtlasMembers
Harrison’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings
- Robert B. SantosManager, Bengal Asset Management, LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Harrison’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.