Investment adviser representative · Pinnacle Peak Capital Management LLC
Harold M. Rosen
CRD 3268135 · Arlington Hts, IL
At a glance
Harold M. Rosen is an investment adviser representative with Pinnacle Peak Capital Management LLC in Arlington Hts, IL, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Harold’s SEC record dates to 2000, about 26 years ago.
Current advisory firm
- Pinnacle Peak Capital Management LLCSince April 2001Arlington Hts, IL · State-registered or not in the SEC’s list
SEC adviser record
- Registered since
- 2000 (26 years)
- Designations
- None on file
- Exams
- Series 66
- Registered in
- 1 state
- Also a broker representative
- No
- Disclosures on record
- Yes, see the SEC record
AtlasMembers
Harold’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 2 firmsLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search.