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Adviser and broker representative · LPL Financial LLC

Haresh R. Vaswani

CRD 1855106 · Arlington Heights, IL

At a glance

Haresh R. Vaswani is an investment adviser representative with LPL Financial LLC in Arlington Heights, IL, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Haresh’s SEC record dates to 1996, about 30 years ago. Haresh is also registered as a broker representative.

Current advisory firm

  • LPL Financial LLCSince September 1996Arlington Heights, IL · $819B in regulatory assets

SEC adviser record

Registered since
1996 (30 years)
Designations
None on file
Exams
Series 63
Registered in
4 states
Also a broker representative
Yes
Disclosures on record
None

AtlasMembers

Haresh’s office, career and moves

Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.

Branch office address, business phone and website
Locked
Previous firms, with start and end dates
Locked
Employment history
Locked
States they’re registered in
Locked
Outside business activities
Locked
When they joined their current firm, and their firm’s growth
Locked
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.

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