Owner · Tradingvalley Inc.
Han Sheng N. Peng
CRD 7014556 · Named on Form ADV at one SEC-registered adviser
At a glance
Tradingvalley Inc., an SEC-registered wealth manager based in Taipei, Taiwan, Republic of China with $4 million in regulatory assets, lists Han Sheng N. Peng on its Form ADV as Owner, a control person.
Firms and roles
- Tradingvalley Inc.OwnerWealth manager · Taipei, Taiwan, Republic of China · $4M in regulatory assets
AtlasMembers
Han’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Han -Sheng N. PengChief Executive Officer, Tradingvalley Inc.
- Chia Hao LeeChief Compliance Officer, Tradingvalley Inc.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Han’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.