Chief Compliance Officer · Financial Trust Asset Management Chartered
Haley M Hammond
CRD 4764756 · Named on Form ADV at one SEC-registered adviser
At a glance
Financial Trust Asset Management Chartered, an SEC-registered wealth manager based in Boca Raton, FL with $142 million in regulatory assets, lists Haley M Hammond on its Form ADV as Chief Compliance Officer.
Firms and roles
- Financial Trust Asset Management CharteredChief Compliance OfficerWealth manager · Boca Raton, FL · $142M in regulatory assets
AtlasMembers
Haley’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
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- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings
- Arno O. MayerChief Investment Officer & Majority Partner, Financial Trust Asset Management Chartered
- Gregory M. VigrassCEO, President & Minority Partner, Financial Trust Asset Management Chartered
- Anthony S. HuestonCFO & Minority Partner, Financial Trust Asset Management Chartered
- Joseph T. HagePresident, Financial Trust Asset Management Chartered
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Haley’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.