Chief Financial Officer · SER Capital Partners Management, LP
Ha Nguyen
CRD 7719496 · Named on Form ADV at one SEC-registered adviser
At a glance
SER Capital Partners Management, LP, an SEC-registered private fund adviser based in Redwood City, CA with $686 million in regulatory assets, lists Ha Nguyen on its Form ADV as Chief Financial Officer, a control person.
Firms and roles
- SER Capital Partners Management, LPChief Financial OfficerPrivate fund adviser · Redwood City, CA · $686M in regulatory assets
AtlasMembers
Ha’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings
- Rahul N. AdvaniManaging Partner, SER Capital Partners Management, LP
- Marvin R. WootenPartner, SER Capital Partners Management, LP
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Ha’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.