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Investment Advisor Representative / Chief Compliance Officer · 3rd Creek Investments

Gwen L. Straley

CRD 6447170 · Named on Form ADV at one SEC-registered adviser

At a glance

3rd Creek Investments, an SEC-registered wealth manager with $205 million in regulatory assets, lists Gwen L. Straley on its Form ADV as Investment Advisor Representative / Chief Compliance Officer.

Firms and roles

  • 3rd Creek InvestmentsInvestment Advisor Representative / Chief Compliance OfficerWealth manager · United States · $205M in regulatory assets

AtlasMembers

Gwen’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Gwen’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.