Adviser and broker representative · Rockefeller Financial LLC
Gus S. Roessler
CRD 2085724 · Palm Beach Gardens, FL
At a glance
Gus S. Roessler is an investment adviser representative with Rockefeller Financial LLC in Palm Beach Gardens, FL, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Gus’s SEC record dates to 2005, about 20 years ago. Gus is also registered as a broker representative.
Current advisory firms
- Rockefeller Financial LLCSince November 2024Palm Beach Gardens, FL · $100B in regulatory assets
- Rockefeller Capital ManagementSince November 2025Palm Beach Gardens, FL · $37B in regulatory assets
SEC adviser record
- Registered since
- 2005 (20 years)
- Designations
- None on file
- Exams
- Series 63, Series 65, Series 66
- Registered in
- 2 states
- Also a broker representative
- Yes
- Disclosures on record
- Yes, see the SEC record
AtlasMembers
Gus’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 2 firmsLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.