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Head of Risk, Legal and Compliance · Bosera Asset Management (international) Co., Limited

Guozhen Pan

CRD 8246733 · Named on Form ADV at one SEC-registered adviser

At a glance

Bosera Asset Management (international) Co., Limited, an SEC-registered broker-dealer firm based in Hong Kong, Hong Kong with $17.3 billion in regulatory assets, lists Guozhen Pan on its Form ADV as Head of Risk, Legal and Compliance.

Firms and roles

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Guozhen’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
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When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

  • Shaodong LIANDirector, Bosera Asset Management (international) Co., Limited
  • Yi ZHOUDirector, Bosera Asset Management (international) Co., Limited
  • Zhiming OUDirector, Bosera Asset Management (international) Co., Limited
  • Huifeng WUDirector, Bosera Asset Management (international) Co., Limited
  • Peng ZengDirector, Bosera Asset Management (international) Co., Limited

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Guozhen’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.