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President / Chief Compliance Officer · S&a Financial Services, Inc.

Gregory C. Shepard

CRD 4126464 · Named on Form ADV at one SEC-registered adviser

At a glance

S&a Financial Services, Inc., an SEC-registered wealth manager based in Overland Park, KS with $392 million in regulatory assets, lists Gregory C. Shepard on its Form ADV as President / Chief Compliance Officer, a control person.

Firms and roles

AtlasMembers

Gregory’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Gregory’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.