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Member/chief Compliance Officer · JPS Financial, LLC

Gregory M Pinter

CRD 4803346 · Named on Form ADV at one SEC-registered adviser

At a glance

JPS Financial, LLC, an SEC-registered wealth manager based in Westlake, OH with $377 million in regulatory assets, lists Gregory M Pinter on its Form ADV as Member/chief Compliance Officer, a control person.

Firms and roles

  • JPS Financial, LLCMember/chief Compliance OfficerWealth manager · Westlake, OH · $377M in regulatory assets

AtlasMembers

Gregory’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Gregory’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.