Chief Compliance Officer/chief Financial Officer/secretary/treasurer · Carson Management Company, LLC
Gregory T. Giannini
CRD 5772621 · Named on Form ADV at one SEC-registered adviser
At a glance
Carson Management Company, LLC, an SEC-registered private fund adviser based in Dallas, TX with $475 million in regulatory assets, lists Gregory T. Giannini on its Form ADV as Chief Compliance Officer/chief Financial Officer/secretary/treasurer, a control person.
Firms and roles
- Carson Management Company, LLCChief Compliance Officer/chief Financial Officer/secretary/treasurerPrivate fund adviser · Dallas, TX · $475M in regulatory assets
AtlasMembers
Gregory’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
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Colleagues named on the same filings
- Royal W. CarsonCo-Ceo/chairman/managing Member, Carson Management Company, LLC
- Royal C. CarsonPresident, Co-Ceo, Carson Management Company, LLC
- Monica M. AughtryAssistant Secretary, Managing Director, Analysis and Investor Relations, Carson Management Company, LLC
- Katherine R. SmithDirector, Finance and Accounting, Carson Management Company, LLC
- Catherine B. Carson CavenderDirector, Carson Management Company, LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Gregory’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.