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Trustee · Auspicious Financial Planning, LLC

Grace W. Chen

CRD 6298293 · Named on Form ADV at one SEC-registered adviser

At a glance

Auspicious Financial Planning, LLC, an SEC-registered wealth manager based in SAN Ramon, CA with $278 million in regulatory assets, lists Grace W. Chen on its Form ADV as Trustee, a control person.

Firms and roles

AtlasMembers

Grace’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

  • Louis I. DagenChief Compliance Officer, Auspicious Financial Planning, LLC

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Grace’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.