Shareholder · City of London Investment Management Company Limited
George W. Karpus
CRD 2356404 · Named on Form ADV at 2 SEC-registered advisers
At a glance
City of London Investment Management Company Limited, an SEC-registered private fund adviser based in London, United Kingdom with $8.1 billion in regulatory assets, lists George W. Karpus on its Form ADV as Shareholder, a control person. The SEC filings also name George at 1 other registered adviser.
Firms and roles
- City of London Investment Management Company LimitedShareholderPrivate fund adviser · London, United Kingdom · $8.1B in regulatory assets
- Karpus Investment ManagementShareholderWealth manager · Pittsford, NY · $4.3B in regulatory assets
AtlasMembers
George’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 2 firmsLocked
- Control-person status
- 2 firmsLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (8)
- Deepranjan AgrawalDirector and CFO, City of London Investment Management Company Limited
- Catrina J. ReaganUS Chief Compliance Officer, City of London Investment Management Company Limited
- Niall R. MageeUK Head of Compliance, City of London Investment Management Company Limited
- Michael A. EdmondsDirector and Chief Investment Officer, City of London Investment Management Company Limited
- Edward P SevickDirector and Group Chief Operating Officer, City of London Investment Management Company Limited
3 more people named with George on the same filings, with titles and firms. Free in Atlas with a free account.
See all 8 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For George’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.