Field Risk Officer · MML Investors Services, LLC
George Ashley IV Randall
CRD 4881503 · Named on Form ADV at one SEC-registered adviser
At a glance
MML Investors Services, LLC, an SEC-registered broker-dealer firm based in Springfield, MA with $115.6 billion in regulatory assets, lists George Ashley IV Randall on its Form ADV as Field Risk Officer, a control person.
Firms and roles
- MML Investors Services, LLCField Risk OfficerBroker-dealer firm · Springfield, MA · $116B in regulatory assets
AtlasMembers
George’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings (12)
- John Arthur VaccaroChairman Emeritus, MML Investors Services, LLC
- Thomas K BauerChief Technology Officer, MML Investors Services, LLC
- David Myers MinkVice President and Chief Operations Officer, MML Investors Services, LLC
- Mary Bea WilkinsonVice President, MML Investors Services, LLC
- Geoffrey CraddockDirector, MML Investors Services, LLC
7 more people named with George on the same filings, with titles and firms. Free in Atlas with a free account.
See all 12 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For George’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.