Manager of H. Rothman Family LLC · Vision Investment Advisors, LLC
Gayle H. Rothman
CRD 4369136 · Named on Form ADV at one SEC-registered adviser
At a glance
Vision Investment Advisors, LLC, an SEC-registered broker-dealer firm based in Stamford, CT with $137 million in regulatory assets, lists Gayle H. Rothman on its Form ADV as Manager of H. Rothman Family LLC, a control person.
Firms and roles
- Vision Investment Advisors, LLCManager of H. Rothman Family LLCBroker-dealer firm · Stamford, CT · $137M in regulatory assets
AtlasMembers
Gayle’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Howard M. RothmanManager, CEO, and Owner, Vision Investment Advisors, LLC
- Shirley B. SiegelOwner, Vision Investment Advisors, LLC
- Joan H. HankoOwner, Vision Investment Advisors, LLC
- John M. KarafaChief Compliance Officer, Vision Investment Advisors, LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Gayle’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.