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Manager and Chief Compliance Officer · Swiftwater Capital

Frederick J. Payne

CRD 1290237 · Named on Form ADV at one SEC-registered adviser

At a glance

Swiftwater Capital, an SEC-registered wealth manager with $171 million in regulatory assets, lists Frederick J. Payne on its Form ADV as Manager and Chief Compliance Officer, a control person.

Firms and roles

  • Swiftwater CapitalManager and Chief Compliance OfficerWealth manager · United States · $171M in regulatory assets

AtlasMembers

Frederick’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
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When each role began
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Frederick’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.