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SR. Vice President · Twin Lakes Capital

Frank K. Yi

CRD 2169256 · Named on Form ADV at one SEC-registered adviser

At a glance

Twin Lakes Capital, an SEC-registered wealth manager based in Redwood Shores, CA with $315 million in regulatory assets, lists Frank K. Yi on its Form ADV as SR. Vice President.

Firms and roles

  • Twin Lakes CapitalSR. Vice PresidentWealth manager · Redwood Shores, CA · $315M in regulatory assets

AtlasMembers

Frank’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
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When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

  • Min G. KimManaging Member/chief Compliance Officer, Twin Lakes Capital

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Frank’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.