Chief Compliance Officer · Zacks Investment Management, Inc.
Frank C. Lanza
CRD 4215640 · Named on Form ADV at one SEC-registered adviser
At a glance
Zacks Investment Management, Inc., an SEC-registered asset manager based in Chicago, IL with $14.6 billion in regulatory assets, lists Frank C. Lanza on its Form ADV as Chief Compliance Officer, a control person.
Firms and roles
- Zacks Investment Management, Inc.Chief Compliance OfficerAsset manager · Chicago, IL · $15B in regulatory assets
AtlasMembers
Frank’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings
- Leonard H. ZacksDirector, Zacks Investment Management, Inc.
- Donald E. RalphChief Financial Officer, Zacks Investment Management, Inc.
- Mitchel E. ZacksPresident, Zacks Investment Management, Inc.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Frank’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.