Adviser and broker representative · LPL Financial LLC
Frank J. Imperial Jr.
CRD 6879106 · King Of Prussia, PA
At a glance
Frank J. Imperial Jr. is an investment adviser representative with LPL Financial LLC in King Of Prussia, PA, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Frank’s SEC record dates to 2018, about 8 years ago. Frank is also registered as a broker representative. Designations on file: Certified Financial Planner.
Current advisory firms
- LPL Financial LLCSince December 2019King Of Prussia, PA · $819B in regulatory assets
- Cpc Financial Planning, Inc.Since December 2018King Of Prussia, PA · State-registered or not in the SEC’s list
SEC adviser record
- Registered since
- 2018 (8 years)
- Designations
- Certified Financial Planner
- Exams
- Series 66
- Registered in
- 1 state
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Frank’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 1 firmLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.
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